Professionals

Seymour H. Bucholz

Of Counsel - New York

sbucholz@gsblaw.com

212.965.4531 Tel

212.334.1278 Fax

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Seymour Bucholz has decades of corporate legal experience. A seasoned transactional attorney, in recent years he has focused on corporate and regulatory matters, particularly for broker-dealer clients, including formation, registration, acquisition, development, dissolution and liquidation of securities brokerages, reporting-related counseling, licensing, operational, investigatory, supervisory, enforcement, financing and net capital issues for member organizations of the the NYSE, FINRA, AMEX and other security exchanges, as well as counseling in connection with registered investment advisors.

Mr. Bucholz also handles securities and securities-financing work for issuers, including private placements, registration statements, proxy statements, 10-K and 10-Q reporting, Rule 144 opinion advice, and an array of related counseling.

He served in the U.S. Army from 1961 to 1962 and in the U.S. Army Reserve from 1962 to 1967. Later, he served as assistant national legal director of the ACLU, and subsequently as in-house counsel for the New York Central (Penn Central) Railroad.